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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-02 |
Branch Locations
200 South Biscayne Boulevard Suite 1100, Miami, FL 33131 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | Miami | FL | 04/2015 | 04/2018 |
| Morgan Stanley Private Bank, N.A. | Miami | FL | 04/2018 | Present |
| Morgan Stanley Smith Barney Llc | Miami | FL | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-31 |
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