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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-11-19 |
| MS | RA | APPROVED | 2019-11-14 |
Branch Locations
1062 Highland Colony Parkway Suite 100, Ridgeland, MS 39157 • United States
Brandon, MS • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Ridgeland | MS | 12/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ridgeland | MS | 11/2016 | 11/2019 |
| Raymond James & Associates | Rideland | MS | 11/2019 | Present |
(1)Name of Business: University of Mississippi Medical Center Address: 2500 North State Street , Jackson, MS, 39216, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 07/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I have been asked to serve on the IACUC_ Institutional Animal Care and Use Committee for the Office of Animal Welfare - I would be joining this committee as a non researcher to observe their monthly meeting and give feedback as a community member -this committee oversees the care and use of animals in research, testing and education at UMMC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-24 |
| S65 | Uniform Investment Adviser Law Examination | 1994-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-18 |
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