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Robert Michael Rollins

LPl Enterprise, LLC

Salisbury, NC

Fort Mill, SC

Salisbury, NC

CRD 1764665

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-28
SC RA APPROVED 2024-10-15
NC RA APPROVED 2024-10-09
  • TX RA
    APPROVED_RES
    Since 2024-11-28
  • SC RA
    APPROVED
    Since 2024-10-15
  • NC RA
    APPROVED
    Since 2024-10-09

Branch Locations

Salisbury, NC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Salisbury, NC • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert Michael Rollins - Wrestling Official Salisburg NC 11/1974 Present
Lpl Financial Charlotte NC 08/2013 Present
  • 11/1974 → Present
    Robert Michael Rollins - Wrestling Official
    Salisburg, NC
  • 08/2013 → Present
    Lpl Financial
    Charlotte, NC
Previous Registrations
Other Businesses

1. 1/27/2015 - OTHER-SPORTS OFFICIATING - WRESTLING OFFICIAL - STARTED 11/19/74 - NOT INVESTMENT RELATED - 40 HOURS PER MONTH/0 HOURS DURING TRADING - SALIUSBURY, NC.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-04-12
S65 Uniform Investment Adviser Law Examination 1997-05-12
  • S63 Uniform Securities Agent State Law Examination
    2011-04-12
  • S65 Uniform Investment Adviser Law Examination
    1997-05-12
Designations
  • Certified Financial Planner
Other Names
  • Mike Rollins
  • R. Michael Rollins

View on SEC IAPD

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