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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| SC | RA | APPROVED | 2024-10-15 |
| NC | RA | APPROVED | 2024-10-09 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert Michael Rollins - Wrestling Official | Salisburg | NC | 11/1974 | Present |
| Lpl Financial | Charlotte | NC | 08/2013 | Present |
1. 1/27/2015 - OTHER-SPORTS OFFICIATING - WRESTLING OFFICIAL - STARTED 11/19/74 - NOT INVESTMENT RELATED - 40 HOURS PER MONTH/0 HOURS DURING TRADING - SALIUSBURY, NC.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-12 |
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