Raj Sharma

Current Employers

Employment History

• 08/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 07/2011 → Present
  Bank Of America, N.A.
  Boston, MA

Other Businesses

I*134059 For profit or not for profit: For-Profit Organization Name of outside business organization: Black Elk LLC Investment related: Y Address of business: Sharon, Massachusetts 02067 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 10/16/2020 Number of hours devoted: 4 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Family Investment Vehicle *FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: GET KONNECTED! INVESTMENT RELATED: N ADDRESS OF BUSINESS: BOSTON, MASSACHUSETTS 2109 POSITION, TITLE, ASSOCIATION: ADVISORY BOARD MEMBER, START DATE OF RELATIONSHIP: 11/1/2012 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ADVISORY BOARD MEMBER. I*90703 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RENTAL PROPERY INVESTMENT RELATED: N ADDRESS OF BUSINESS: LONG BOAT KEY, FLORIDA 34228 NATURE OF BUSINESS: OTHER, RENTAL PROPERTY - TEMPORARY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2016 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: RENTING PROPERTY ON A TEMPORARY BASIS. I*40137 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: AMERICAN INDIA FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: NEW YORK, NEW YORK 10017 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: DIRECTOR, START DATE OF RELATIONSHIP: 4/1/2011 NUMBER OF HOURS DEVOTED: 4 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ATTEND BOARD MEETINGS AND HELP WITH THE OVERALL STRATEGY OF THE ORGANIZATION I*135724 For profit or not for profit: For-Profit Organization Name of outside business organization: Purposeful Advisor LLC Investment related: N Address of business: Sharon, Massachusetts 02067 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 1/22/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: LLC formed for the purpose of managing expenses for the book project I*135725 For profit or not for profit: For-Profit Organization Name of outside business organization: Writing a book called "Purposeful advisor" Investment related: N Address of business: Sharon, Massachusetts 02067 Nature of business: Other,Book project Position, title, association: Owner, Start date of relationship: 1/22/2021 Number of hours devoted: 8 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Writing a book summarizing insights from my three decades in the advisory business I*1886292, Entity Type, Not-For-Profit, Name of OBA: IMCA dba Investments & Wealth Institute, Address: Greenwood Village, CO, 80111, Investment Related: No, Position, Title, Association: non-fiduciary member - International Advisory Board, Employee Start Date: 08/01/2024, No Hours: 1hr/Mo, No Hours during trading: 0, Duties: Council for Investment Awareness in India.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-01-20
• S63 Uniform Securities Agent State Law Examination
  1987-12-18

Other Names

• Naganath Raj Sharma