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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-07 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
120 Hebron Avenue, Suite 2D, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northeast Brokerage, Inc. | Glastonbury | CT | 08/2007 | Present |
| Simplicity Investments Inc. | Summit | NJ | 03/2011 | Present |
1.) NORTHEAST BROKERAGE, INC - 8/1/2007 - 124 Hebron Ave. Suite 3F Glastonbury, CT 06033 - President, sales of fixed insurance products, fixed insurance, long term care and disability sales, Not Invt Rel, 200 hrs/mo; 200 hrs/mo (during trading hours). 2.) REAL ESTATE RENTAL PROPERTIES - 1/1/2018 - 100 White Birch Drive, Guilford, CT 06437 - Owner, manage properties, House with in law apartment, Not Invt Rel, 1 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS INC - 2/7/2023 - 475 Springfield Avenue, Summit, NJ 07901 - IAR Rep, Invt Rel, RA business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-12 |
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