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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-02-05 |
| TX | RA | APPROVED_RES | 2003-04-25 |
| MO | RA | APPROVED | 2003-04-07 |
| IL | RA | APPROVED | 1998-01-12 |
Branch Locations
475 Regency Park Suite 250, O'FAllon, IL 62269 • United States
Marco Island, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Belleville | IL | 05/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-12 |
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