Inactive

Andrea Mohr Gandolfo

Foster City, CA

CRD 1764140

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Employer firm

Bailard, Inc. CRD 110550

$7.56B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Bailard, Inc.

950 Tower Ln Ste 1900, Foster City, CA 94404-2131 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	1997-07-08

CA RA
APPROVED

Since 1997-07-08

Branch Locations

950 Tower Lane Suite 1900, Foster City, CA 94404-2131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bailard, Inc.	Foster City	CA	11/1981	Present
Bailard Fund Services, Inc.	Foster City	CA	10/1987	06/2018

11/1981 → Present

Bailard, Inc.

Foster City, CA
10/1987 → 06/2018

Bailard Fund Services, Inc.

Foster City, CA

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-04-15
S65	Uniform Investment Adviser Law Examination	1994-01-19

S63 Uniform Securities Agent State Law Examination

1994-04-15
S65 Uniform Investment Adviser Law Examination

1994-01-19

Other Names

Andrea Lee Mohr
Andrea Mohr Regan
Andrea Mohr Reagan
Andrea Lee Mohr

View on SEC IAPD

Nearby Firms

CITIGROUP GLOBAL MARKETS INC.

U.S. BANCORP ADVISORS, LLC

J.P. MORGAN SECURITIES LLC

Nearby Investors

Ronald Timothy Clement

Nearby Offices

CITIGROUP GLOBAL MARKETS INC. · Foster City, CA

U.S. BANCORP ADVISORS, LLC · Foster City, CA

J.P. MORGAN SECURITIES LLC · SAN MATEO, CA

More in Foster City, CA

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