Alan Donald Cooper

Employer firm

Kovack Advisors, Inc. CRD 140808

$6.28B regulatory AUM 205 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1983 → Present
  Cooper & Company, Ltd
  Waterford, CT
• 06/2009 → 12/2017
  Sii Investments, Inc.
  Waterford, CT

Previous Registrations

• 2009-07-22 → 2017-12-21
  Sii Investments, Inc.
  Waterford, CT
  Appleton, WI
  Waterford, CT
• 2008-01-04 → 2009-07-22
  Questar Asset Management, Inc.
  Waterford, CT
• 2006-03-28 → 2007-12-05
  On Investment Management Co
  Waterford, CT
  Cincinnati, OH
• 2005-12-15 → 2006-04-06
  Park Avenue Securities Llc
  New York, NY
  Waterford, CT
  New York, NY
  New York, NY
• 2005-06-22 → 2005-07-21
  1717 Capital Management Company
  Mystic, CT
• 2000-02-17 → 2002-10-14
  Eastern Point Advisors Inc.
  Waterford, CT

Other Businesses

1) DBA - SUMMIT FINANCIAL ADVISORS LLC - 14 Wild Apple Lane, Old Saybrook, CT 06475; SECURITIES BUSINESS; MEMBER; CONDUCTING FINANCIAL SERVICES FOR RETAIL INDIVIDUALS; 20% OF TIME SPENT 2) Bromar Realty, Real Estate Rental not investment related. 3) American Heritage Financial 5 St. John St., Ste 200, North Haven CT 06473, managing principal dba for securities business. 4) DBA: SUMMIT FINANCIAL ADVISORS - LLC; 14 WILD APPLE LANE, OLD SAYBROOK, CT; INVESTMENT ADVISOR; CONDUCTING FINANCIAL SERVICES FOR RETAIL INDIVIDUALS; INVESTMENT RELATED BUSINESS; 20% OF TIME SPENT ON ACTIVITY; 5)INSURANCE AGENT - OLD SAYBROOK, CT 06475; OWNER; SELL INSURANCE TO CLIENTS AS NEEDED; INVESTMENT RELATED BUSINESS; 5% OF TIME SPENT

Exams

• S66 Uniform Combined State Law Examination
  2005-06-01

Other Names

• Alan Donald Cooper
• A. Donald Cooper
• Donald Cooper