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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-01-06
WA RA APPROVED 2017-01-06
  • TX RA
    APPROVED_RES
    Since 2017-01-06
  • WA RA
    APPROVED
    Since 2017-01-06

Branch Locations

929 108Th Ave Ne Ste 1200, Bellevue, WA 98004 • United States

North Bend, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Bellevue WA 09/2014 01/2017
Ameriprise Financial Services, Inc. Bellevue WA 01/2017 03/2020
Ameriprise Financial Services, Llc Bellevue WA 03/2020 Present
Previous Registrations
Other Businesses

Other Business Activities; Publishing a Book; I've co-authored a book on College Football recruiting with my son, Taylor.Title of book:"Before the Pads Come On"; 545 SE 7th StNorth Bend, WA 98045, ,; ; 05/12/2017; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-10
S63 Uniform Securities Agent State Law Examination 1988-03-04
  • S65 Uniform Investment Adviser Law Examination
    2008-04-10
  • S63 Uniform Securities Agent State Law Examination
    1988-03-04
Other Names
  • Jeff Mitchell

View on SEC IAPD

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