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Karen Rae Prebonick

Morgan Stanley

Akron, OH

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-02
OH RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-02
  • OH RA
    APPROVED
    Since 2009-06-01

Branch Locations

3700 Embassy Parkway Suite 340, Akron, OH 44333 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley & Co., Incorporated Akron OH 04/2007 Present
Morgan Stanley Smith Barney Akron OH 06/2009 Present
  • 04/2007 → Present
    Morgan Stanley & Co., Incorporated
    Akron, OH
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Akron, OH
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Akron, OH
  • 2005-11-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Akron, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-12-27
S65 Uniform Investment Adviser Law Examination 2005-12-27
  • S63 Uniform Securities Agent State Law Examination
    2005-12-27
  • S65 Uniform Investment Adviser Law Examination
    2005-12-27
Other Names
  • Karen Rae Miller

View on SEC IAPD

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ON INVESTMENT MANAGEMENT CO · AKRON, OH
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