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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2013-01-23
VA RA APPROVED 2007-02-01
TX RA APPROVED 1997-08-18
  • CT RA
    APPROVED
    Since 2013-01-23
  • VA RA
    APPROVED
    Since 2007-02-01
  • TX RA
    APPROVED
    Since 1997-08-18

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Houston TX 07/1997 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-03-01
S63 Uniform Securities Agent State Law Examination 1991-05-17
  • S65 Uniform Investment Adviser Law Examination
    2004-03-01
  • S63 Uniform Securities Agent State Law Examination
    1991-05-17
Other Names
  • Teri Topous
  • Teri C Topous
  • Teri Christine Emond

View on SEC IAPD

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