Charles P Duckworth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1987 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jackson, MS
• 07/2011 → Present
  Bank Of America, N.A.
  Ridgeland, MS

Other Businesses

I*109818 For profit or not for profit: For-Profit Organization Name of outside business organization: Duckworth Properties, LLC Investment related: N Address of business: Madison, Mississippi 39110 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/1/2017 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental house. Depositing rent payments, paying bills, arranging maintenance. I*116244 For profit or not for profit: For-Profit Organization Name of outside business organization: DuckworthProperties II, LLC Investment related: N Address of business: Madison, Mississippi 39110 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 7/31/2018 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Rental house. Depositing rent payments, paying bills, arranging maintenance.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-12-29
• S63 Uniform Securities Agent State Law Examination
  1988-01-06

Other Names

• Charles P Duckworth
• Phil Duckworth
• Charles Phillip Duckworth