James P Casement

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1987 → 09/2025
  Avantax Investment Services, Inc
  Bradenton, FL
• 09/1993 → 09/2025
  Avantax Advisory Services
  Bradenton, FL
• 04/2012 → Present
  Casement Group, P.C.
  Bradenton, FL
• 10/2020 → Present
  Casement Group, Llc Dba Casement Tax Preparation
  Lakewood Ranch, FL
• 10/1990 → 09/2025
  Avantax Insurance Agency And/Or Avantax Insurance Services.
  Bradenton, FL
• 07/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bradenton, FL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Bradenton, FL

Previous Registrations

• 1998-02-22 → 2025-09-05
  Avantax Advisory Services
  Elgin, IL
  Lakewood Ranch, FL
  Bradenton, FL
  Dallas, TX
  Parrish, FL

Other Businesses

1) Law Offices of James P. Casement~1595 Weld Road #3~Elgin~IL~60123~Attorney/Legal Practice~Owner/Sole Proprietor~11/1/2007~160hrs~120hrs~law office, estates and wills, real estate tax and commercial detail. 2) JMK Investment Group LLC~1595 Weld Road #4~Elgin~IL~60123~Other~Partner/General Partner~3/1/2004~1hrs~0hrs~Family Partnership 3) Casement Financial Services,~1595 Weld Road #4~Elgin~IL~60123~Tax Preparation/Accounting~Tax Preparation/Accounting~9/1/1986~5hrs~0hrs~Tax Preparation, Consulting 4) Casement Group, P.C.~1595 Weld Road~Elgin~IL~60123~Attorney/Legal Practice~President~4/13/2012~25hrs~20hrs~Lawyer/CPA, Legal and Tax Services 5) Casement Group, LLC DBA Casement Tax Preparation, Non-investment related; Lakewood, FL; Managing Member, Tax preparation business that will start doing business in Lakewood Ranch Florida in February 2021; preparing tax returns; 75/hours a month; 30 hours a month/trade 6) CASTLE SMITH LLC POSITION: Investor through JMK Investment Group LLC NATURE: CastleSmith is a holding company that will be investing in Storage/ Laundry facilities operating under the trade name of Keep Rentals/Keep Rentals. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 20 START DATE: 10/25/2023 ADDRESS: 3653 Cortez Road W, Suite 100, Bradenton FL 34210, United States DESCRIPTION: CPA, legal advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-02-12

Designations

• Certified Financial Planner
• Personal Financial Specialist