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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-10 |
| CA | RA | APPROVED | 2023-02-24 |
| PA | RA | APPROVED | 2016-05-12 |
| NJ | RA | APPROVED | 2015-11-25 |
| TX | RA | APPROVED_RES | 2015-09-22 |
| DE | RA | APPROVED | 2015-05-12 |
Branch Locations
724 W Lancaster Ave, Wayne, PA 19087 • United States
100 Campus Dr Division - Mid Atlantic, Florham Park, NJ 07932 • United States
Oceanside, NY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Wilmington | DE | 03/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-22 |
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