Best Investors
Account
Sign in
Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-25 |
| MI | RA | APPROVED | 2010-09-10 |
| TX | RA | APPROVED_RES | 2006-09-12 |
Branch Locations
325 North Old Woodward Ave Suite 200, Birmingham, MI 48009 • United States
730 Penniman Avenue, Plymouth, MI 48170 • United States
1217 Woodward Avenue 32Nd Floor, Detriot, MI 48226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Troy | MI | 09/1987 | Present |
J.K.M. Trust UAD 4/28/1993 /Michigan US-48306 / This is J.K.M. trust account. She has no children and as her nephew, I was chosen to be co-trustee on her revocable trust since I have overseen her care and financial matters for 20 years. She has now passed away on 2/28/2022 and I am the remaining sole trustee on the trust / Act as trustee and perform all the duties of the trustee outlined in the trust document, including distribution of assets to designated beneficiaries / 3/6/2013
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-06 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-23 |
Reach out to this advisor