Paul Andrew Bailey

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2000 → 08/2023
  Minnesota Life
  St. Paul, MN
• 06/2000 → 08/2023
  Securian Financial Services
  St. Paul, MN
• 06/2000 → Present
  Img Financial Group
  Houston, TX
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Houston, TX
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-06-20 → 2023-08-10
  Securian Financial Services, Inc.
  Houston, TX
  Houston, TX
  St. Paul, MN

Other Businesses

1) ARDENT SOLUTIONS POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2018 ADDRESS: , Sugarland TX , United States DESCRIPTION: Agent/Broker 2) IMG FINANCIAL GROUP POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2018 ADDRESS: , Houston TX , United States DESCRIPTION: Agent/Broker 3) NAME OF OTHER BUSINESS: COMMUNITY BUSINESS FINANCE; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SMALL BUSINESS LOAN REVIEW; START DATE: 04/2025; POSITION/TITLE/RELATIONSHIP: INFORMAL TEXAS LOAN COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RESPONSIBLE FOR REVIEWIG TO APPROVE OR DECLINE LOAN APPLICATIONS FOR SBA SMALL BUSINESS LOANS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-02-12
• S63 Uniform Securities Agent State Law Examination
  1992-07-31