Philip Jesus Herrera

Current Employers

Employment History

• 09/2004 → 10/2018
  1St Global Capital Corp
  Claremont, CA
• 02/2005 → 10/2018
  1St Global Advisors, Inc.
  Claremont, CA
• 06/2007 → 10/2018
  1St Global Insurance Services
  Claremont, CA
• 11/1994 → Present
  Chavez & Herrera
  Claremont, CA
• 10/2018 → 09/2025
  Avantax Insurance Agency, Llc
  Claremont, CA
• 10/2018 → 09/2025
  Avantax Investment Services, Inc.
  Claremont, CA
• 10/2018 → 09/2025
  Avantax Advisory Services
  Claremont, CA
• 08/2008 → Present
  Herrera Financial Services
  Claremont, CA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Claremont, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-10-19 → 2025-09-05
  Avantax Advisory Services
  Claremont, CA
• 2005-02-28 → 2018-10-23
  1St Global Advisors Inc
  Claremont, CA
• 2002-05-18 → 2004-10-14
  Avantax Advisory Services
  Claremont, CA

Other Businesses

1) Chavez & Herrera~'NIR'~237 W. Fourth St.~Claremont~CA~91711~Rental Property~Other~11/1/1994~4hrs~4hrs~I provide accounting and taxes for our partnership and,check writing, inspect apartments and other partner screens and reviews tenants| 2) HFS ADVISORS; OWNER; TAX AND FINANCIAL SERVICES; IR; 4; 04/19/2013; Claremont CA ; owner 3) HERRERA FINANCIAL SERVICES; OWNER; FINANCIAL SERVICES; IR; 8; 08/01/2008; Claremont CA ;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-14
• S63 Uniform Securities Agent State Law Examination
  1998-03-13