Kenneth Growney

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-06-28
NY	RA	APPROVED	2024-05-29
TX	RA	APPROVED	2017-05-25
NJ	RA	APPROVED	2017-03-25

FL RA
APPROVED

Since 2024-06-28
NY RA
APPROVED

Since 2024-05-29
TX RA
APPROVED

Since 2017-05-25
NJ RA
APPROVED

Since 2017-03-25

Branch Locations

61 So Paramus Rd 5Th Floor Suite 575, Paramus, NJ 07652 • United States

Highland Mills, NY • United States

Cape Coral, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	Paramus	NJ	03/2017	Present

07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

Paramus, NJ

Previous Registrations

2014-02-06 → 2017-03-25

Msi Financial Services, Inc.

Pearl River, NY

Paramus, NJ

White Plains, NY

Pearl River, NY

Elmsford, NY

Other Businesses

(1)NAME: KENNETH GROWNEY INV REL: Y ADDR: 61 SOUTH PARAMUS ROAD 5TH PARAMUS NJ 07562 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, DENTAL, GROUP DISABILITY INCOME, DISABILITY, LONG TERM CARE, MEDICARE & FIX ANNUITIES RELATED PRODUCT POSITION: SALES/RENEWAL SERVICES & COMMISSIONS START: 12/1988 NO/HRS: 4 NO/HRS DUR TRADING: 4. (2)NAME: ADPHI FRATERNITY INV REL: N ADDR: 777 STEWART AVE ITHACA NY 14830 NATURE: VOLUNTARY, CIVIC ORGANIZATION MEMBER AND PARTICIPATION. HELP SUPPORT CURRENT CORNELL STUDENTS, THE FATERNITY HOUSE AND ALUMNI OF ADPHI POSITION: CHAIRMAN OF THE BOARD OF THE ALUMNI ASSOCIATION MEMBER START: 01/1982 NO/HRS: 1 NO/HRS DUR TRADING: 1. (3)NAME: KENNETH GROWNEY INV REL: Y ADDR: 61 SOUTH PARAMUS ROAD 5TH PARAMUS NJ 07562 NATURE: PROPERTY/CASUALTY POSITION: SALES START: 07/2016 NO/HRS: 8 NO/HRS DUR TRADING: 8. (4)NAME: RESIDENTIAL RENTAL PROPERTIES (KENNETH GROWNEY) INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: PARTNER OF RENTAL REAL ESTATE START: 08/1994 NO/HRS: 2 NO/HRS DUR TRADING: 2. (5) CORNWALL YACHT CLUB (CYC) INV REL: Y ADD: 175 SHORE RD CORNWALL ON HUDSON NY 12520 NATURE: PRIVATE YACHT CLUB POSITION: AUDIT COMMITTEE CHAIR AND MEMBER OF THE FINANCE & INVESTMENT OVERSIGHT COMMITTEES START DATE: 4/1/2022 NO HRS/MO: 0.5 NO HRS/MO DUR TRADING: 0 DUTIES: AUDIT TRANSACTIONS TO CONFIRM THAT FUNDS ARE BEING DEPOSITED & PAYMENTS ARE BEING MADE APPROPRIATELY. HELP FORM THE PHILOSPHY AND STRATEGY FOR INVESTMENTS OVERSIGHT COMMITTEE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1989-03-13

S63 Uniform Securities Agent State Law Examination

1989-03-13

Designations

Chartered Financial Consultant

Other Names

Kenneth Growney
Kenneth Eric Growney

View on SEC IAPD