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Roy Wheatley Mcdowell

Richmond Capital Management Inc

Richmond, VA

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Current Employers
Richmond Capital Management Inc

1509A Belleville Street, Richmond, VA 23230 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2001-08-01
  • VA RA
    APPROVED
    Since 2001-08-01

Branch Locations

1509A Belleville St., Richmond, VA 23230 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Richmond Capital Management Richmond VA 04/2001 Present
  • 04/2001 → Present
    Richmond Capital Management
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-26
S63 Uniform Securities Agent State Law Examination 1988-01-19
  • S65 Uniform Investment Adviser Law Examination
    2001-07-26
  • S63 Uniform Securities Agent State Law Examination
    1988-01-19
Other Names
  • Wheat Mcdowell
  • Roy Wheat
  • Roy Mcdowell

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
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