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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-06-13 |
| TX | RA | APPROVED | 2019-06-07 |
Branch Locations
315 Hawthorne Ln Hawthorne Professional Park, Athens, GA 30606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Athens | GA | 06/2009 | 06/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 06/2019 |
| Wells Fargo Clearing Services, Llc | Athens | GA | 06/2019 | Present |
EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, ATHENS, GA, START: 12/19/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-16 |
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