Thomas Kevin Foster

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → 06/2019
  Morgan Stanley
  Athens, GA
• 01/2015 → 06/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 06/2019 → Present
  Wells Fargo Clearing Services, Llc
  Athens, GA

Previous Registrations

• 2009-06-01 → 2019-06-10
  Morgan Stanley
  Athens, GA
• 2005-09-02 → 2009-06-01
  Citigroup Global Markets Inc.
  Athens, GA
  Athens, GA
• 2005-07-27 → 2005-09-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Gainesville, GA

Other Businesses

EXECUTOR FOR MOTHER'S ESTATE, INV RELATED, ATHENS, GA, START: 12/19/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-16
• S63 Uniform Securities Agent State Law Examination
  1992-07-16

Other Names

• Tom Foster
• Thomas Foster