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Current Employers
Ausdal Financial Partners, Inc.

5187 Utica Ridge Rd, Davenport, IA 52807 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-10
  • FL RA
    APPROVED
    Since 2024-12-10

Branch Locations

840 Us Hwy 1, #450C, North Palm Beach, FL 33408 • United States

3250 Lacey Road Suite 130, Downers Grove, IL 60515 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Portfolios Palm Beach Gardens FL 04/2008 10/2024
Osaic Advisory Services Atlanta GA 10/2024 12/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 12/2024
Ausdal Financial Partners, Inc Davenport IA 12/2024 Present
Previous Registrations
  • 2024-12-06 → 2024-12-06
    North Palm Beach, FL
    Atlanta, GA
  • 2024-10-11 → 2024-10-11
    Scottsdale, AZ
    North Palm Beach, FL
  • 2015-10-29 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
    North Palm Beach, FL
Other Businesses

KIRK HENDERSON FINANCIAL SERVICES, INC; INVESTMENT RELATED; NORTH PALM BEACH, FL; AGENT/OWNER; ACTIVITY BEGAN IN 1999; I DEVOTE LESS THAN AN HOUR PER MONTH TO THIS ACTIVITY WITH NO TIME DURING TRADING HOURS; SALE OF VARIOUS INSURANCE PRODUCTS. RENTAL PROPERTY; NOT INVESTMENT RELATED; NORTH PALM BEACH, FL; PERSONAL RENTAL PROPERTY; OWNER; ACTIVITY BEGAN ______; I DEVOTE APPX 2 HOURS PER MONTH TO THIS ACTIVITY WITH NONE OF THOSE HOURS DURING TRADING HOURS; COORDINATE MAINTENANCE/REPAIRS TO PROPERTY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-31
S63 Uniform Securities Agent State Law Examination 1990-12-11
  • S65 Uniform Investment Adviser Law Examination
    2015-08-31
  • S63 Uniform Securities Agent State Law Examination
    1990-12-11

View on SEC IAPD

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