Curtis J Mason

Current Employers

Employment History

• 10/2012 → Present
  Gwn Securities Inc.
  Palm Beach Gardens, FL

Previous Registrations

• 2010-01-19 → 2012-10-25
  Legend Advisory, Llc
  West Linn, OR
  Palm Beach Gardens, FL
• 2003-09-15 → 2010-01-12
  Equitable Advisors, Llc
  Portland, OR
  West Linn, OR
  Portland, OR

Other Businesses

INSURANCE BUSINESS POSITION: Certified Financial Planner NATURE: The recommendation and/or selling of insurance plans. This activity accounts for no more than 20 hours per month. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2013 ADDRESS: 29320 SW Mt Road, West Linn OR 97068 DESCRIPTION: I sell insurance policies (Life, Disability, Long Term Care, & Fixed/Indexed Annuities) when deemed appropriate and desired by the client. SMARTVESTOR POSITION: Certified Financial Planner NATURE: Referral generating for prospective clients in Retirement Planning. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2016 ADDRESS: 29320 SW Mt Road, West Linn OR 97068 DESCRIPTION: I receive referrals/emails from prospective clients who visit smartvestor.com (organized through Dave Ramsey's organization: Ramsey Solutions). Once a referral/email is received, I call back the prospective client and assess the possibility of future business. There is very little time spent in this activity, I average 1 client meeting per month. MASON FINANCIAL,Is Investment Related,,DBA/Financial Services,Registered Rep,2012-10-30,160 hours per month,160 hours per month during trading hours,Commission Compensation,DBA/Financial Services

Exams

• S66 Uniform Combined State Law Examination
  2002-06-06

Designations