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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
Albuquerque, NM • United States
6565 Americas Parkway Suite 400, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Albuquerque | NM | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
WESTERN MINERAL AND OIL, BOARD OF ADVISERS; START DATE: 05/2016; NOT INVESTMENT RELATED; DURING BUSINESS HOURS- 0, AFTER BUSINESS HOURS- 1; ALBUQUERQUE, NM Rental Property; Investment related No; Rental; Role/position/job title (proprietor, partner, officer, director, employee, trustee, agent); May/2018; During business hours: 0; After business hours: 1; * 374990 - ABQ Concierge services; Investment related; Lawton, OK; Rental property ; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Jul 2019; During business hours: 1; After business hours: 1; Maintenance and Miscellaneous clerical work.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-23 |
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