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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2009-04-24
  • CT RA
    APPROVED
    Since 2009-04-24

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Hartford CT 04/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-04
S63 Uniform Securities Agent State Law Examination 1990-01-29
  • S66 Uniform Combined State Law Examination
    2007-04-04
  • S63 Uniform Securities Agent State Law Examination
    1990-01-29
Other Names
  • Patricia Marie Roja
  • Patricia M Jones
  • Patricia Marie Jones
  • Patricia M Jones

View on SEC IAPD

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