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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2018-05-02 |
Branch Locations
300 Broadhollow Rd, Melville, NY 11747 • United States
100 Federal St, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Melville | NY | 06/2014 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Melville | NY | 06/2014 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-18 |
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