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Nelson Jen-Wei Lam

The Lam Group, Inc.

Lake Oswego, OR

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Current Employers
The Lam Group, Inc.

Lake Oswego, OR • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2024-05-29
TX RA APPROVED_RES 2012-03-31
  • OR RA
    APPROVED
    Since 2024-05-29
  • TX RA
    APPROVED_RES
    Since 2012-03-31

Branch Locations

Lake Oswego, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lam Group, Inc. Lake Oswego OR 07/2000 Present
Other Businesses

TRUSTEE OF THE LAM GROUP'S 401K PLANS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-07
S63 Uniform Securities Agent State Law Examination 1990-07-30
  • S65 Uniform Investment Adviser Law Examination
    2001-12-07
  • S63 Uniform Securities Agent State Law Examination
    1990-07-30
Other Names
  • Nelson J Lam
  • Nelson Jen Wei Lam

View on SEC IAPD

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