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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
Branch Locations
12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | St Louis | MO | 09/2013 | 11/2024 |
| Prudential Insurance Company Of America | St Louis | MO | 09/2013 | Present |
| Lpl Enterprise, Llc | St. Louis | MO | 11/2024 | Present |
1) 11/18/2024 - Guardian Life - Selling Disability Insurance to doctors - Non-Variable Insurance - Inv Related - At ST. LOUIS, MO - Start Date 11/11/2024 - 5hrs/mth - 5hrs/mth During Trading 2) 11/13/2024 - Immanuel Lutheran Church - Board Member - Non-Profit Board Member - Non Inv Related - At ST. LOUIS, MO - Start Date 11/11/2024 - 10hrs/mth - 10hrs/mth During Trading 3) 11/13/2024 - Four Pillars Financial Group - Agent/Advisor for team and meetings - DBA for LPL Business (entity for LPL business) - Inv Related - At ST. LOUIS, MO - Start Date 11/11/2024 - 80hrs/mth - 80hrs/mth During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-30 |
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