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Peter Jeremy Sobel

Bny Mellon Securities Corporation

Uniondale, NY

Smithtown, NY

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Current Employers
Bny Mellon Securities Corporation

240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-07
NJ RA APPROVED 2010-06-03
  • NY RA
    APPROVED
    Since 2021-08-07
  • NJ RA
    APPROVED
    Since 2010-06-03

Branch Locations

144 Glenn Curtiss Boulevard, Uniondale, NY 11556 • United States

Smithtown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Uniondale NY 03/2010 Present
  • 03/2010 → Present
    Mbsc Securities Corporation
    Uniondale, NY
Previous Registrations
  • 2009-10-15 → 2010-01-11
    First Empire Asset Management, Inc
    Hauppauge, NY
Other Businesses

DSO-licensed financial advisor selling insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-31
S65 Uniform Investment Adviser Law Examination 1998-12-08
S63 Uniform Securities Agent State Law Examination 1988-08-05
  • S66 Uniform Combined State Law Examination
    2008-10-31
  • S65 Uniform Investment Adviser Law Examination
    1998-12-08
  • S63 Uniform Securities Agent State Law Examination
    1988-08-05
Designations
Other Names
  • Peter Jeremy Sobel
  • Peter Jeremy Sovel
  • Peter J Sobel

View on SEC IAPD

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