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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2020-02-24 |
| TX | RA | APPROVED | 2020-02-21 |
Branch Locations
650 From Road Suite 225, Paramus, NJ 07652-3517 • United States
Wyckoff, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Paramus | NJ | 06/2010 | 02/2020 |
| Rbc Capital Markets, Llc | Paramus | NJ | 02/2020 | Present |
highview at hawthorne / n/a hawthorne,nj 07506 / Association (i.e., Trade or Industry, Sport...)/ Other townhouse community / managing the townhome community / Member of Board of Directors / / i dont know yet- but not acting as an advisor / Start Date 6/1/2017 /
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-17 |
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