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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-06-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Boston | MA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Boston | MA | 11/2016 | Present |
TRUSTEE FOR FATHER'S TRUST, INV RELATED, NORTH ANDOVER, MA, START: 1/9/2023, 4 HRS/MONTH, 2 HRS DURING TRADING.; TRUSTEE FOR MOTHER'S TRUST, INV RELATED, NORTH ANDOVER, MA, START: 1/9/2023, 4 HRS/MONTH, 2 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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