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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-08 |
| TX | RA | APPROVED_RES | 2024-10-01 |
Branch Locations
2424 North Federal Hwy #400, Boca Raton, FL 33431 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Boca Raton | FL | 05/2016 | 07/2022 |
| B. Riley Wealth Management | Boca Raton | FL | 07/2022 | 10/2024 |
| B. Riley Wealth Advisors, Inc. | Boca Raton | FL | 05/2016 | 10/2024 |
| Kestra Investment Services Llc | Boca Raton | FL | 10/2024 | Present |
| Kestra Advisory Services Llc | Boca Raton | FL | 10/2024 | Present |
Business Name: KESTRA ADVISORY SERVICES POS: IAR NOB: Investment advisory services through Kestra Advisory Services, LLC INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESC: IAR Business Name: WEALTH EMPOWERMENT FINANCIAL POS: Wealth management Advisor NOB: Insurance INV REL: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/01/2024 ADDRESS: 2424 north federal highway, ste 400, Boca Raton FL 33431 DESC: Financial planning and portfolio management
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-01-14 |
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