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Current Employers
Tweddell Goldberg Investment Management

Sonora, CA • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-11-20
CA RA APPROVED 2018-09-20
  • MD RA
    APPROVED
    Since 2025-11-20
  • CA RA
    APPROVED
    Since 2018-09-20

Branch Locations

Sonora, CA • United States

Sonora, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Retired Orinda CA 09/2013 09/2018
Tweddel Goldberg Investment Management, Llc Sonora CA 09/2018 Present
  • 09/2013 → 09/2018
    Retired
    Orinda, CA
  • 09/2018 → Present
    Tweddel Goldberg Investment Management, Llc
    Sonora, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-09
S63 Uniform Securities Agent State Law Examination 2010-10-13
  • S65 Uniform Investment Adviser Law Examination
    2018-08-09
  • S63 Uniform Securities Agent State Law Examination
    2010-10-13

View on SEC IAPD

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