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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2026-01-13 |
| IN | RA | APPROVED | 2026-01-09 |
Branch Locations
7130 S Westnedge Ave, Portage, MI 49002-4209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Elkhart | IN | 06/2013 | 01/2026 |
| Ameriprise Financial Services, Llc | Portage | MI | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-12-04 |
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