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1429 West Broad Street, Bethlehem, PA 18018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-08-12 |
| PA | RA | APPROVED | 2021-10-01 |
| TX | RA | APPROVED_RES | 2021-10-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Continental Airlines | Houston | TX | 11/1992 | Present |
| Kms Financial Services, Inc. | Seattle | WA | 09/2013 | 11/2020 |
| Securities America, Inc. | Bethlehem | PA | 11/2020 | 09/2021 |
| Arbor Point Advisors | Bethlehem | PA | 11/2020 | 09/2021 |
| O'HAgan Group, Inc | Bethlehem | PA | 09/2021 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 10/2021 | Present |
1) O'Hagan Group Inc. Investment Related. Located at 1429 W Broad Street, Bethlehem, PA 18018. Nature - RIA. Position - Owner/ President. Start - 10/2021. 120 hours per month, 120 hours during trading hours. Duties - managing RIA practice, actively manage client's fee based accounts. 2) United Airlines. Not Investment Related. Located at 233 S Wacker Drive, Chicago, IL 60606. Nature - Employee of United Airlines. Position - Pilot on Long Term Disability. Start - 11/1992. 0 hours per month, 0 hours during trading hours. Duties - currently on long term disability. 3) Create A Path 1st. Not Investment Related. Located at 1429 W Broad Street, Bethlehem, PA 18018. Nature - 501c3 Non-profit. Position - Owner/President. Start 05/2020. 5 hours per month, 5 hours during trading hours. Duties - provide funding for the non-profit by giving charitable donations to the foundation. The money is used to purchase groceries which are dropped off at a local food shelter. Money is also used to pay rent for a local boxing gym in the city which its main goal is to get kids off the street. 4) PKS Financial. Investment Related. Located at 80 State Street, Albany NY 12211. Nature - Fixed Insurance and Annuity Business. Position - Agent. Start 10/2021. 5 hours per month, 5 hours during trading hours. Duties - sell Fixed Insurance and Annuities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-20 |
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