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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2010-11-08 |
Branch Locations
201 King Of Prussia Road Suite 501, Radnor, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Comp | Springfield | MA | 05/1989 | Present |
| Mml Investors Services, Inc. | Philadelphia | PA | 06/1989 | Present |
| First Financial Advisers, Llc | Radnor | PA | 09/2002 | Present |
| First Financial Advisers, Llc | Radnor | PA | 09/2002 | Present |
(1) NAME: ROBERT W. FITSMAURICE. INV REL: Y. ADD: 201 KING OF PRUSSIA ROAD SUITE 501, RADNOR, PA 19087. NATURE: LIFE, HEALTH. POSITION: SALES. START DATE:01/01/1988. NO. HR/MO:3. NO. HR/MO DURING SEC TRADING:1. (2) NAME: CARSONALEXANDER215, LLC INV REL: Y. ADD: 1777 SE 15TH ST UNIT 216 FORT LAUDERDALE, FL 33316 NATURE: SIMPLE RENTAL PROPERTY POSITION: GENERAL PARTNER START DATE: 10/16/2023 NO. HR/MO:1. NO. HR/MO DURING SEC TRADING:0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-05 |
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