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50 Old Courthouse Square Suite 300, Santa Rosa, CA 95404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-03 |
| TX | RA | APPROVED_RES | 2025-08-03 |
Branch Locations
50 Old Courthouse Square Suite 300, Santa Rosa, CA 95404 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Rosa | CA | 09/2007 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Santa Rosa | CA | 11/2016 | 05/2021 |
| Sonoma Allocations Llc | Santa Rosa | CA | 05/2025 | Present |
| Fermata, Dba "Sonoma Wealth Advisors | Santa Rosa | CA | 05/2021 | 05/2025 |
RENEWAL COMMISSIONS, INVESTMENT RELATED, WINDSOR, CA, INSURANCE AGENT, GROUP HEALTH AND INDIVIDUAL HEALTH INS, START: 1987, 0 HOURS PER MONTH, NO DUTIES. RENTAL PROPERTY, INVESTMENT RELATED, KELSEYVILLE, CA, OWNER, START: 12/2009, 0 HOURS PER MONTH, DUTIES: NONE. TARA BELLA WINERY LLC, INVESTMENT RELATED, SANTA ROSA, CA, 44% OWNER, MANAGING MEMBER, START: 9/2010, 10-15 HOURS PER MONTH, DUTIES: WINE MAKER OF SMALL VINE YARD. - ONE RENTAL PROPERTIES; INVESTMENT RELATED; WINDSOR, CA; 100% OWNERSHIP WITH SPOUSE; START: 2/1/2012, 0 HOURS DEVOTED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-17 |
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