Noel David Bennett

Current Employers

Employment History

• 07/2008 → Present
  Bennett Financial Services/Dba
  Tulsa, OK
• 10/2000 → Present
  Noel D. Bennett
  Tulsa, OK
• 11/2015 → Present
  Osaic Wealth, Inc.
  Tulsa, OK

Previous Registrations

• 2004-10-28 → 2016-08-18
  First Independent Advisory Services, Inc.
  Tulsa, OK
  Tulsa, OK
• 1997-09-15 → 2003-12-31
  Cetera Advisors Llc
  Tulsa, OK

Other Businesses

1) 520 ASSOCIATES LLC POSITION: Registered Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/04/2015 ADDRESS: 6660 S. Sheridan Rd., Suite 260, Tulsa OK 74133, United States DESCRIPTION: Registered Representative 2) JOHN N. BENNETT FAMILY TRUST POSITION: Trustee NATURE: Non-business family trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2000 ADDRESS: 14711 N. 144th E. Ave., Collinsville OK 74021, United States DESCRIPTION: Manage trust properties, make deposits, pay bills, pay property taxes, file tax returns. 3) PAULINE BENNETT TRUST POSITION: Trustee NATURE: Non-business family trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 12/01/2006 ADDRESS: 14711 N. 144th E. Ave., Collinsville OK 74021, United States DESCRIPTION: Manage trust properties, make deposits, pay bills, pay property taxes, file tax returns. 4) BENNETT FINANCIAL SERVICES POSITION: Owner, Agent. NATURE: Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 8 START DATE: 07/01/2008 ADDRESS: 6660 S. Sheridan Rd., Suite 260, Tulsa OK 74133, United States DESCRIPTION: Sell and service life insurance, health insurance, medicare supplement insurance and various ancillary fixed insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-06-16
• S63 Uniform Securities Agent State Law Examination
  1987-10-09