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11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-04-27 |
| IL | RA | APPROVED | 2018-04-14 |
Branch Locations
8700 W. Bryn Mawr Suite 900S, Chicago, IL 60631 • United States
11101 Switzer Road Suite 200, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas H Parker,Inc | Chicago | IL | 05/1986 | Present |
| First Heartland Capital, Inc. | Chicago | IL | 10/1993 | 04/2018 |
| Onedigital Investment Advisors Llc | Overland Park | KS | 04/2018 | Present |
| Vertical Financial | Chicago | IL | 01/1998 | 10/2020 |
| Triad Advisors | Norcross | GA | 04/2018 | 08/2024 |
| Osaic Wealth, Inc. | Chicago | IL | 08/2024 | Present |
1. FIRST HEARTLAND CAPITAL POSITION: broker NATURE: This is a prior BD i worked with for 25 years. I receive trails on fixed legacy fixed insurance business only. No trails from security business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/1986 ADDRESS: 4101 Lake St Louis Blvd, Lake St Louis MO 63367, United States DESCRIPTION: i collect legacy trails, no business 2. ONEDIGITAL POSITION: Sr VP Financial Services NATURE: Employee of OneDigital ; Sr VP Financial Services Implementing retirement plans, investments, managed accounts, educations to employers of all sizes. Sales and service. In addition, providing plans for mitigating risk while providing growth opportunities in investment models overseen by OneDigital INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 10/01/2020 ADDRESS: OneDigital, 8700 W. Bryn Mawr Ave., Suite 900S, Chicago IL 60631, United States DESCRIPTION: Sales - all things retirement related 3. SELF POSITION: Agent NATURE: Fixed insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2021 ADDRESS: 8700 W Bryn Mawr, 900 s, Chicago IL 60631, United States DESCRIPTION: Sales of Fixed insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-12 |
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