Christopher Carroll

Current Employers

Employment History

• 04/2002 → 04/2026
  Volunteer State Bank
  Hendersonville, TN
• 08/2016 → 02/2025
  Concourse Financial Group Securities Inc
  Hendersonville, TN
• 02/2025 → 04/2026
  Cetera Wealth Services, Llc
  Hendersonville, TN
• 02/2025 → 04/2026
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2026 → Present
  Raymond James Financial Services, Inc.
  Hendersonville, TN
• 04/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Hendersonville, TN

Previous Registrations

• 2025-02-20 → 2026-04-06
  Cetera Investment Advisers Llc
  Hendersonville, TN
• 2016-08-29 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Hendersonville, TN
  Hendersonville, TN
  Birmingham, AL
  Birmingham, AL
• 2004-03-03 → 2016-08-30
  Invest Financial Corporation
  Hendersonville, TN
  Gallatin, TN

Other Businesses

(1) Name of Business: Lawrence Bank Address: 323 E Main St, Hendersonville , TN, 37075, United States Activity Type: Bank or Credit Union Associate Position/Title: Officer - Vice President Investment Related: Yes Start Date: 04/22/2002 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 2-10 Description of duties: Work as and investment advisor in the bank\n (2) Name of Business: Lawrence Wealth Management Address: 323 E Main St, Hendersonville , FL, 37075, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/07/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Work as a registered investment advisor.\n

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-09-18
• S63 Uniform Securities Agent State Law Examination
  1987-12-15

Other Names

• Chris Carroll
• Christopher Dean Carroll
• Christopher D Carroll
• Christopher D Carroll