Michael Vincent Sabaugh

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-21
TX	RA	APPROVED	2016-04-18
KS	RA	APPROVED	1997-08-01

FL RA
APPROVED

Since 2026-01-21
TX RA
APPROVED

Since 2016-04-18
KS RA
APPROVED

Since 1997-08-01

Branch Locations

South Cape Coral, FL • United States

One Hallbrook Place 11150 Overbrook Road, Leawood, KS 66211-2298 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Leawood	KS	07/2013	Present

07/2013 → Present

Ubs Financial Services Inc

Leawood, KS

Other Businesses

1) MOKAN Sunshine Properties/ investment related?;no / Leawodd, Kansas, US/ Real Estate/successor managing member/If my spouse is deceased. As successor member, I will perform activiities related to rental properties/ start date:11/15/2021

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-12-15
S63	Uniform Securities Agent State Law Examination	1987-11-30

S65 Uniform Investment Adviser Law Examination

2015-12-15
S63 Uniform Securities Agent State Law Examination

1987-11-30