Monica Rios Woodward

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2009-06-01

Branch Locations

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Houston	TX	04/1997	Present
Morgan Stanley Smith Barney	Houston	TX	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

04/1997 → Present

Citigroup Global Markets Inc.

Houston, TX
06/2009 → Present

Morgan Stanley Smith Barney

Houston, TX
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1997-05-22 → 2009-06-01

Citigroup Global Markets Inc.

Houston, TX

Houston, TX

Other Businesses

*491701 - POA; Investment related Yes; Tomball, Texas; Successor Role; 05/2022; During business hours: 0; After business hours: 0 *495236 - POA; Investment related Yes; Tomball, Texas; Successor Role; 05/2022; During business hours: 1; After business hours: 0 *623702- Monica Woodward, Purpose Coach; Investment related: No; Houston, Texas; Life Coaching; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 5; After business hours: 15; Life Coach

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-10
S63	Uniform Securities Agent State Law Examination	1987-10-27

S65 Uniform Investment Adviser Law Examination

1997-07-10
S63 Uniform Securities Agent State Law Examination

1987-10-27

Other Names

Monica Marie Woodward
Monica Marie Rios

View on SEC IAPD