Diana Mercedes Navarre

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-03-23
CA	RA	APPROVED	2016-03-22

TX RA
APPROVED_RES

Since 2016-03-23
CA RA
APPROVED

Since 2016-03-22

Branch Locations

23046 Avenida De La Carlota, Suite 600, Laguna Hills, CA 92653 • United States

Laguna Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	03/2016	Present
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	03/2016	Present

03/2016 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
03/2016 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Previous Registrations

2009-09-04 → 2016-04-14

Transamerica Financial Advisors, Llc

Aliso Viejo, CA

Laguna Beach, CA

Huntington Beach, CA

Canadian, TX
1999-01-13 → 2009-09-04

Transamerica Financial Advisors, Inc.

Aliso Viejo, CA

Canadian, TX

Aliso Viejo , CA

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 60/WK - 35/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT, 1278 GLENNEYRE ST, 422, LAGUNA BEACH, CA, 7/1987 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 8/MO - 1/TRADING. 3. SUCCESSOR TRUSTEE, LAGUNA BEACH, CA, 08/2019. D.S. TRUST. NIR-0/YR-0/TRADING. 4. DIANA M NAVARRE, 1278 GLENNEYRE STREET, #422, LAGUNA BEACH, CA, SUCCESSOR FIDUCIARY, 09/17/20, NIR, 0/YR- 0/TRADING

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-15

S66 Uniform Combined State Law Examination

1999-12-15

View on SEC IAPD