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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-07-25
FL RA APPROVED 2017-07-12
OH RA APPROVED 2006-10-02
  • TX RA
    APPROVED_RES
    Since 2018-07-25
  • FL RA
    APPROVED
    Since 2017-07-12
  • OH RA
    APPROVED
    Since 2006-10-02

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Cleveland OH 09/2006 Present
  • 09/2006 → Present
    Robert W. Baird & Co
    Cleveland, OH
Previous Registrations
  • 1999-10-18 → 2006-10-11
    Keybanc Capital Markets Inc.
    Cleveland, OH
    Cleveland, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-08
S63 Uniform Securities Agent State Law Examination 1987-12-08
  • S65 Uniform Investment Adviser Law Examination
    1998-04-08
  • S63 Uniform Securities Agent State Law Examination
    1987-12-08

View on SEC IAPD

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