Jason David Windfield

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2004-03-15
TX	RA	APPROVED_RES	2002-01-10

CT RA
APPROVED

Since 2004-03-15
TX RA
APPROVED_RES

Since 2002-01-10

Branch Locations

8 Wright Street, Westport, CT 06880-4701 • United States

Stratford, CT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Ridgefield	CT	09/1999	Present

09/1999 → Present

Ubs Financial Services Inc.

Ridgefield, CT

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-11-17

S63 Uniform Securities Agent State Law Examination

1987-11-17

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Firms

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