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123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-05-22 |
| AZ | RA | APPROVED | 2021-12-10 |
Branch Locations
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Yuma | AZ | 03/2006 | Present |
| Iht Wealth Management Llc | Yuma | AZ | 06/2018 | Present |
1. 03/15/06 - AUDUBON FINANCIAL DESIGN / NON-VARIABLE INSURANCE. 2. 11/17/2014 - LIFE PREP COACH - OTHER - CAREER TRANSITION COACH - TIME SPENT 10 HOURS PER MONTH - SPRING VALLEY, CA 3. 6/21/2018 - IHT Wealth Management - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:06/15/2018 - 120 Hours Per Month/120 Hours During Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/15/2018. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/18/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/15/2018 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Managment, an independent investment advisor firm. I started this business activity in 06/18/2018. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/09/2025 - Rock Christian Academy - Not Investment Related - Other - Teacher - At Reported Business Location(s) - Start Date:08/13/2025 - 32 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-06-19 |
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