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Current Employers
Iht Wealth Management Llc

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-22
AZ RA APPROVED 2021-12-10
  • CA RA
    APPROVED
    Since 2026-05-22
  • AZ RA
    APPROVED
    Since 2021-12-10

Branch Locations

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606 • United States

Yuma, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Yuma AZ 03/2006 Present
Iht Wealth Management Llc Yuma AZ 06/2018 Present
Previous Registrations
Other Businesses

1. 03/15/06 - AUDUBON FINANCIAL DESIGN / NON-VARIABLE INSURANCE. 2. 11/17/2014 - LIFE PREP COACH - OTHER - CAREER TRANSITION COACH - TIME SPENT 10 HOURS PER MONTH - SPRING VALLEY, CA 3. 6/21/2018 - IHT Wealth Management - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date:06/15/2018 - 120 Hours Per Month/120 Hours During Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 06/15/2018. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/18/2018 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 06/15/2018 - 120 Hours Per Month/120 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Managment, an independent investment advisor firm. I started this business activity in 06/18/2018. I expect to spend approximately 120 hours per month] on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 06/09/2025 - Rock Christian Academy - Not Investment Related - Other - Teacher - At Reported Business Location(s) - Start Date:08/13/2025 - 32 Hrs/Mth - 4 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-21
S63 Uniform Securities Agent State Law Examination 1990-06-19
  • S65 Uniform Investment Adviser Law Examination
    1999-06-21
  • S63 Uniform Securities Agent State Law Examination
    1990-06-19
Designations

View on SEC IAPD

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