Jon David Brausch

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-01-24
TX	RA	APPROVED_RES	2017-03-13
OH	RA	APPROVED	2009-03-23

FL RA
APPROVED

Since 2018-01-24
TX RA
APPROVED_RES

Since 2017-03-13
OH RA
APPROVED

Since 2009-03-23

Branch Locations

200 Public Square Ste 1650, Cleveland, OH 44114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Robert W. Baird	Cleveland	OH	03/2009	Present

03/2009 → Present

Robert W. Baird

Cleveland, OH

Previous Registrations

2001-03-07 → 2009-03-16

Wells Fargo Clearing Services, Llc

Cleveland, OH

Cleveland, OH

Other Businesses

NAME AND ADDRESS OF OTHER BUSINESS: THE TRI-MOTOR HERITAGE FOUNDATION, 3575 E. OAK LAKE RD, PORT CLINTON, OH 43452 NATURE OF ENTITY: HISTORICAL PRESERVATION NOT -FOR PROFIT ROLE IN OTHER BUSINESS: DIRECTOR AND BOARD MEMBER RESPONSIBILITIES IN THIS ROLE: PROJECT OVERSIGHT AND FUND RAISING. HOURS DEVOTED TO OTHER BUSINESS: TWO HOURS PER WEEK. NONE DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-04-08
S63	Uniform Securities Agent State Law Examination	1987-10-23

S65 Uniform Investment Adviser Law Examination

1998-04-08
S63 Uniform Securities Agent State Law Examination

1987-10-23

View on SEC IAPD