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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-26 |
| CA | RA | APPROVED | 2021-02-23 |
Branch Locations
2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 10/2011 | 02/2021 |
| J.P. Morgan Chase Bank, Na | Los Angeles | CA | 11/2016 | 02/2021 |
| Villanova University | Villanova | PA | 11/2019 | Present |
| 11444 Llc | Pacific Palisades | CA | 11/2020 | Present |
| Ubs Financial Services Inc | Los Angeles | CA | 02/2021 | Present |
1)11444 LLC/Investment related: Y/Address: 773 Hartzell St,Pacific Palisades, CA 90272/Real Estate/ Partner/own and rent condos/ /Personally investing in or owning another company/Start Date:12/8/2020/ Approximate # of hours a month: 0 hours dedicated per month Approximate # of hours during securities trading hours: 0 Hours during trading/ 2)Entity Name: Villanova University Investment related: No Address: 800 Villanova, PA Nature of the other business: University Position/Title/Relationship: Adjunct Faculty Start Date: 09-Nov-2019 Approximate # of hours a month: 20 hours a year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Teach a finance class. Adjunct Faculty in Finance Department 3)Entity Name: none Investment related: Yes Address: Pacific Palisades, CA Nature of the other business: Rent out two condos. Position/Title/Relationship: Owner Start Date: 02-Sep-2015 Approximate # of hours a month: 0 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Renting the condos out and maintenance 4) ENTITY NAME: NONE INVESTMENT RELATED: YES ADDRESS: 938 18TH ST, SANTA MONICA CA 90403 NATURE OF THE OTHER BUSINESS: RENT OUT A CONDO. POSITION/TITLE/RELATIONSHIP: SOLE PROPRIETOR (OWNER OF 100% OF THE BUSINESS) START DATE: 9/2/2015 APPROXIMATE # OF HOURS A MONTH: 1 APPROXIMATE # OF HOURS DURING SECURITIES TRADING HOURS: 0 BRIEFLY DESCRIBE YOUR DUTIES: NO; NONE 5) Villanova University/800 Lancaster Ave/Villanova 19085 US/teach accounting and finance/11/1/2019/Investment related?:no/time off work?:no 6) Bracket Fund III / 10000 Santa Monica BlvdLos AngelesSuite 2903CA / venture capital firm investing in early stage tech and consumer companies / investing as an LP in venture capital fund / zero / 6/30/2022 7) Village School, volunteer member of investment committee, Advisor or advisory group member if advice given may influence an officer/board, the finance committee will advise the board on budget matter, START DATE-8/30/202, Pacific PalisadesCAUnited States-90272.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-12-12 |
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