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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-09-23 |
| NY | RA | APPROVED | 2025-09-23 |
Branch Locations
East Falmouth, MA • United States
400 Linden Oaks Suite 310, Rochester, NY 14625 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1992-11-04 |
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