Brian Eric Cantel

Current Employers

Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2006-01-10

GA RA
APPROVED

Since 2006-01-10

Branch Locations

Flowery Branch, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Berthel Fisher & Company Financial Services, Inc	Flowery Branch	GA	01/2006	Present
Bfc Planning, Inc.	Flowery Branch	GA	06/2016	07/2018

01/2006 → Present

Berthel Fisher & Company Financial Services, Inc

Flowery Branch, GA
06/2016 → 07/2018

Bfc Planning, Inc.

Flowery Branch, GA

Previous Registrations

2016-06-22 → 2018-07-26

Bfc Planning, Inc.

Flowery Branch, GA

Cedar Rapids, IA

Other Businesses

1.RARE COINS OF NEW HAMPSHIRE-N-MILFORD, NH-GOLD & SILVER COINS-SALES REP-01/2011-1-1-SELL GOLD & SILVER COINS TO CLIENTS 2.ROTARY CLUB OF SOUTH HALL-N-FLOWERY BRANCH, GA-SERVICE PROJECTS & SOCIAL OUTINGS-DIRECTOR-01/2003-8-8-ORGANIZE SERVICE PROJECTS & SOCIAL OUTINGS 3.CANTEL WEALTH MANAGEMENT, LLC-Y-FLOWERY BRANCH, GA-SECURITIES & INSURANCE-OWNER-160-140-SECURITIES & INSURANCE MANAGEMENT FOR CLIENTS. 4.Cantel Wealth Management, LLC-N-Flowery Branch, GA-Insurance Sales-Agent-01/2006-1-1-Life Insurance, LTC, Disability Insurance, A&S.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-11-23
S63	Uniform Securities Agent State Law Examination	1987-11-09

S65 Uniform Investment Adviser Law Examination

2005-11-23
S63 Uniform Securities Agent State Law Examination

1987-11-09

View on SEC IAPD