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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Marketplace Inc | Knoxville | TN | 10/1991 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2013 | Present |
| Millennium Brokerage Group, Llc | Brentwood | TN | 09/1999 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Millennium Wealth Management | Knoxville | TN | 09/2024 | Present |
(1)INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LIFE, ACCIDENT, HEALTH AND LTC FROM BUSINESS ADDRESS FOR 5 WEEKDAY HRS/WK SINCE 10/1987. (2) 1/6 OWNER IN UNDEVELOPED LAND 0HRS/WK SINCE 2000. (3)OWNER OF FINANCIAL MARKETPLACE, INC. FROM BUSINESS ADDRESS 5 WEEKDAY AND 1 EVENING/WEEKEND HOURS SINCE 10/91 4) NAME OF OTHER BUSINESS: MILLENNIUM BROKERAGE GROUP, LLC, INVESTMENT RELATED: NO ADDRESS: 100 WINNERS CIRCLE #410, BRENTWOOD, TN 37027 NATURE OF BUSINESS: FIXED INSURANCE RETAILING AND WHOLESALING START DATE: 1999 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CONSULT WITH AGENTS ON LIFE INSURANCE PLANNING, UNDERWRITING & STRATEGIES. 5)NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: IRREVOCABLE TRUST START DATE: 2/2015 POSITION/TITLE/RELATIONSHIP: TRUSTEE LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR WIFE'S PARENTS. 6) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: IRREVOCABLE TRUSTS START DATE: 1996, 1999, 2002, 2013 POSITION/TITLE/RELATIONSHIP: TRUSTEE APPROX. 3 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR VARIOUS CLOSE FRIENDS IRREVOCABLE TRUSTS AS APPROVED BY METLIFE. 7) NAME OF OTHER BUSINESS: MILLENNIUM WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 6, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-12-22 |
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