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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • TN RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

413 Northshore Dr, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Marketplace Inc Knoxville TN 10/1991 Present
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Millennium Brokerage Group, Llc Brentwood TN 09/1999 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Millennium Wealth Management Knoxville TN 09/2024 Present
  • 10/1991 → Present
    Financial Marketplace Inc
    Knoxville, TN
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/1999 → Present
    Millennium Brokerage Group, Llc
    Brentwood, TN
  • 06/2023 → Present
    Schaumburg, IL
  • 09/2024 → Present
    Millennium Wealth Management
    Knoxville, TN
Previous Registrations
  • 2004-02-17 → 2013-09-03
    Tower Square Securities, Inc.
    Knoxville, TN
    Oak Ridge, TN
Other Businesses

(1)INDEPENDENT INSURANCE AGENT SELLING FIXED ANNUITIES, LIFE, ACCIDENT, HEALTH AND LTC FROM BUSINESS ADDRESS FOR 5 WEEKDAY HRS/WK SINCE 10/1987. (2) 1/6 OWNER IN UNDEVELOPED LAND 0HRS/WK SINCE 2000. (3)OWNER OF FINANCIAL MARKETPLACE, INC. FROM BUSINESS ADDRESS 5 WEEKDAY AND 1 EVENING/WEEKEND HOURS SINCE 10/91 4) NAME OF OTHER BUSINESS: MILLENNIUM BROKERAGE GROUP, LLC, INVESTMENT RELATED: NO ADDRESS: 100 WINNERS CIRCLE #410, BRENTWOOD, TN 37027 NATURE OF BUSINESS: FIXED INSURANCE RETAILING AND WHOLESALING START DATE: 1999 POSITION/TITLE/RELATIONSHIP: PARTNER APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: CONSULT WITH AGENTS ON LIFE INSURANCE PLANNING, UNDERWRITING & STRATEGIES. 5)NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: IRREVOCABLE TRUST START DATE: 2/2015 POSITION/TITLE/RELATIONSHIP: TRUSTEE LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR WIFE'S PARENTS. 6) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: IRREVOCABLE TRUSTS START DATE: 1996, 1999, 2002, 2013 POSITION/TITLE/RELATIONSHIP: TRUSTEE APPROX. 3 HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: TRUSTEE FOR VARIOUS CLOSE FRIENDS IRREVOCABLE TRUSTS AS APPROVED BY METLIFE. 7) NAME OF OTHER BUSINESS: MILLENNIUM WEALTH MANAGEMENT, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 09/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 6, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-12-22
  • S63 Uniform Securities Agent State Law Examination
    1987-12-22
Other Names
  • Bob Williams

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